F E A T U R E S    Issue 2.12 - December 1996

The Transparent Society

By David Brin

Watching them watching you watching us. Cameras are getting smaller... and smaller, and smaller. Soon they will be everywhere: street corners, lampposts and street signs.



"The sole thing achieved by any privacy law is to make the bugs smaller."
- Robert A Heinlein, author of Stranger in a Strange Land.

This is a tale of two cities. Cities of the near future, say, 20 years from now.

Barring something unforeseen, you are likely to live in one of these two cities. Your only choice may be which.

At first sight, the pair of near-future municipalities in the tale look pretty similar. Both contain dazzling technological marvels, especially in the realm of electronic media. Both suffer familiar urban quandaries of frustration and decay. If any progress is being made in solving human problems, it is happening gradually. Some kids seem perhaps better educated. The air may be marginally cleaner. People still worry about overpopulation, the environment and the next international crisis.

None of these features are of interest to us at the moment, for we have noticed something about both 21st century cities that is radically different. A trait that sets them distinctly apart from any metropolis of the late 1990s.

Street crime has nearly vanished from both towns. But that is only a symptom, a result.

The real change peers down from every lamppost, rooftop and street sign.

Cameras. Tiny cameras, panning left and right, surveying traffic and pedestrians, observing everything that is in open view.

Is this an Orwellian nightmare? Have the burghers of both towns banished muggings at the cost of creating a Stalinist dystopia?

Consider City Number One. In this place, the myriad cameras report their urban scenes straight to Police Central, where security officers use sophisticated image processors to scan for infractions against public order - or perhaps against a way of thought. As citizens walk the streets they are aware that any word or deed may be noted by agents of some mysterious bureau.

Now let's skip across space and time.

At first sight, things seem quite similar in City Number Two. Again, there are the ubiquitous cameras, perched on every vantage point. Only here we soon find a crucial difference. The devices do not report to the secret police. Rather, each and every citizen of this metropolis can use his or her wristwatch-cum-TV to summon up images from any camera in town.

Here, a late-evening stroller checks to make sure no one lurks beyond the corner she is about to turn.

Over there, a tardy young man dials to see if his dinner date is still waiting for him by the fountain in the town centre.

A block away, an anxious parent scans the area to find out which way her child has wandered off.

In the shopping centre, a teenage shoplifter is taken into custody, but gingerly, with minute attention to ritual and rights, because the arresting officer knows the entire process is being scrutinised by unknown numbers of people who watch intently, lest his neutral professionalism lapse.

In City Number Two, such microcameras are banned from many indoor places ... except police headquarters. There, any citizen may tune in to see charges and arrests and especially the camera control room itself, making sure that the agents on duty look out for violent crime - and only crime.


Despite their similarities, these are very different cities. Disparate ways of life representing completely opposite relationships between citizens and their civic guardians. Both situations may be thought somewhat chilling. Both futures may seem undesirable. But can there be any doubt which city we would rather live in, if these two were our only choice?

They may be prove to be our only options. Because the cameras are on their way, along with data networks that will send myriad images flashing back and forth, faster than the speed of thought.

The beginning of the future has already arrived. Several dozen British cities and towns have already followed the example first set by King's Lynn, Norfolk, where 60 remote-controlled videocameras were installed to scan known trouble spots and viewed directly by the police. The resulting reduction in street crime exceeded all predictions, dropping to one-seventieth of the previous amount in or near the areas under surveillance. The savings in policing costs alone paid for the equipment within a few months.

More than 250,000 cameras are now in place throughout Britain, transmitting round-the-clock images to 100 constabularies, all of which report decreases in public misconduct. Polls report that the cameras are extremely popular with the public, although civil libertarian John Wadham and others bemoan this proliferation of snoop technology. "It could be used for other purposes," he says; "it could be abused."

This trend has been slower to take off in the US, but it appears about to find a foothold. After initial experiments garnered widespread public approval, the city of Baltimore is planning to have police cameras scanning 106 road junctions by the end of 1996.

No one denies the obvious and dramatic short-term benefits of this early surveillance technology. But that is not the real issue. Over the long run, the people of Baltimore and countless other communities will have to make the same choices as the inhabitants of mythical cities One and Two: who will ultimately control the cameras?

Consider a few more scenarios:

Engineers can already squeeze the electronics for a video pickup into a package smaller than a sugar cube. Inexpensive units half the size of a pack of cigarettes are available to buy. Soon, cheap pickups will be so small that passers-by will not be able to spot them.

Cameras are not the only surveillance devices which are proliferating. In Redwood City, California, south of San Francisco, several police departments have begun placing sound pickups that transmit directly back to headquarters around their districts. Using triangulation techniques, officers can now pinpoint bursts of gunfire and send police cars swiftly to the scene, without having to wait for vague phone reports from witnesses. In 1995, the US Defence Department awarded a US$1.7 million contract for Secures, a prototype system created by Alliant Techsystems, to test more advanced pickup networks in Washington, DC and other cities. The department hopes to distinguish not only types of gunfire, but human voices crying for help. From there, further refinements are only logical.

Or take another piece of James Bond-style apparatus now available to anyone with ready cash. Night-vision goggles that use state-of-the-art infrared optics equal to those used by the military can now be ordered from a catalogue. They cost about the same as a videocamera. Military and civilian enhanced-vision technologies are now progressing concurrently, as they have done in the computer field for years.

What difference will this make to people's lives? It means that darkness no longer offers even a promise of privacy. Nor does your garden wall. Bang goes the supposed privacy enjoyed by sunbathers in their own backyards. In late 1995, Admiral William A Owens, vice chair of the US Joint Chiefs of Staff, described a sensor system that he expected to be operational within about a year. It uses a pilotless drone equipped with a TV camera and two-way video links to provide airborne surveillance for soldiers in the field. Camera drones in the US$1 million range have been flying in the military for many years, allowing aerial reconnaissance without risk to human pilots. The difference this time is the new system's low cost and simplicity. Instead of requiring a crew of dozens, it is controlled by one semi-skilled soldier. The price per drone will be minimal, since each unit fits in the palm of the hand. Minuscule and nearly silent, such remote-piloted vehicles, or RPVs, can flit between trees and over fences to survey the area near a rifle platoon, seeking potential threats. Owens expects them to be mass-produced in huge quantities, driving down unit prices.

Can models for public use be far behind?

Could such an outcome be prevented by restricting these cameras to the military?

No. No law will stop their proliferation. Oh, the public will surely call for legislation. Official regulations may multiply, in response to public outrage.

But no matter how many bills are passed, the arrival of such implements in our towns and cities will not be much delayed. The rich, the powerful and figures of authority will have them, whether legally or surreptitiously. The contraptions are going to spread. And they will get smaller, faster, cheaper and smarter with each passing year. Moreover, surveillance cameras are the tip of the proverbial iceberg. Just another entrancing and invasive innovation of the information age. Other examples abound.

Will a paper envelope protect correspondence sent by old-fashioned surface mail, when scanners can trace the patterns of ink inside without ever breaking the seal?

Say you correspond by email and use a computerised encryption program to ensure that your messages are read only by the intended recipient. What good will all the ciphers and codes do if some adversary can fly a gnat-sized camera into your room, station it above your desk and watch every keystroke that you type?

The same issues arise when contemplating the proliferation of vast databases containing information about people's lives, habits, tastes and personal histories. From the cash register scanners in millions of supermarkets and video shops there already pours a steady flow of statistical data about customers and their purchases, ready to be correlated, helping companies serve us more efficiently - and giving them the unfair advantage of knowing much more about us than we do about them. Computers will soon hold financial and educational records, legal documents and medical analyses that record individuals all the way down to their genes. Any of this might be accessed by strangers without your knowledge or even against your will.

As with our allegorical streetlamp cameras, the choices made regarding future information networks - how they will be controlled and who can access the data - will affect our lives, our children's lives and the lives of their descendants.

It is already too late to prevent the invasion of cameras and databases. No matter how many laws are passed, it will prove impossible to legislate away the new tools and techniques. They are here to stay.

The real issue facing citizens of a new century will be how mature adults choose to live, how they might compete, cooperate and thrive in such a world. In a transparent society.

Take those cameras for instance, the ones topping every lamppost in City Number One and City Number Two: we can see that very different styles of urban life resulted from just one decision. From how people in each town answered the following questions: will average citizens share, along with the mighty, the right to these universal monitors? Will common folk have, and exercise, a sovereign power to watch the watchers?


Back in City Number One, Janet and John Smith may walk through an average day never thinking about the microcameras overhead. They might even believe statements made by officials claiming that all the spy eyes were banished and dismantled a year or two ago (when in fact they were only made smaller and harder to detect). Janet and John stroll along, secure in the belief that their neighbours cannot spy on them. Except, of course, for those casually peering down from windows on all sides, a burden people have lived with for centuries without much apparent harm. In other words, Janet and John blissfully believe they have privacy. 

The inhabitants of City Two know better. They realise that, outdoors at least, privacy has always been an illusion. They know that anyone in town can tune into that camera on the lamppost over there ... and they don't much care. They perceive what really matters: that they live in a town where the police are efficient, respectful and above all accountable. A place where homes are sacrosanct, but out on the street anyone, from the richest to the poorest, can walk both safely and with the power to zoom at will from vantage point to vantage point, viewing all the lively wonders of the vast but easily spanned village the metropolis has become - as if by some magic power it had turned into a city not of men and women but of birds.

Sometimes, inhabitants of City Two find it tempting to wax nostalgic about the old days, before there were so many cameras, or before TV invaded the home or before the telephone and automobile. But for the most part, City Two's population knows those times are gone, never to return. Above all, one thing makes life bearable - the surety that each person knows what is going on and has a say in what will happen next. A say equal to any chief of police or billionaire. Of course, this little allegory, like all allegories, is a gross oversimplification. For instance, in our projected city of "open access", citizens will have 10,000 decisions to make, like:

o Can a person order a routine search to pick another person's face out of a crowd?

o Since these devices could conceivably be used to follow someone home, should convicted felons be forbidden access to the camera network? Or will that problem be solved by having the system tell you exactly who is watching you? (The mutual-transparency solution.)

o When should retailers be allowed to bring these cameras indoors? True, it might hinder shoplifting, but whose business is it what aisle of the bookstore I go browsing in?

o If cameras keep getting smaller and mobile (mosquito-scale drones), what kind of defences might protect people from Peeping Toms or police spies flying such devices through the open windows of our homes?

The list of possible quandaries goes on and on. Such an endless complexity of choices may cause some inhabitants of City Two to envy the simplicity of life in City One, where only big business, the State and certain well-heeled criminals possess these powers. That elite will, in turn, try to foster a widespread illusion among the populace that the cameras do not exist. Some folk will prefer a fantasy of privacy over the ambiguity and arduous decisions that the citizens of City Two will face.

There is nothing new in this, of course. All previous generations faced quandaries, the outcomes of which changed history. When Thomas Jefferson prescribed a revolution every few decades, he spoke not only politically but about the constant need to remain flexible, ready to adapt to changing circumstances; to innovate at need while at the same time staying true to those values we hold precious.

Our world is already a noisy one for precisely that reason - because we have chosen freedom and mass sovereignty, which means the population itself must constantly argue out all the details, instead of leaving them to some committee of sages.

What differs today is not only the pace of events, but also the toolkit for facing the future. What marks this civilisation as different has been its knack of applying one extremely hard-won lesson from the past: in all of history, there has been only one cure for error discovered, one partial antidote against making grand, foolish mistakes. One remedy against self-deception. That antidote is criticism. Alas, criticism has always been what human beings, especially leaders, hate most to hear.

I call this contradiction the "Paradox of the Peacock." Its effects have been profound and tragic for centuries. Accounts from the past are filled with woeful events in which societies and peoples suffered largely because openness and free speech were suppressed, leaving the powerful at liberty to make devastating blunders without comment or dissent from below.

If western civilization has one new trick in its repertoire, a technique more responsible than any other for its success, that trick is accountability. Especially the knack, which no other culture ever mastered, of making accountability apply to the mighty. True, we still don't manage it perfectly: gaffes, bungles and inanities do still get covered up. Yet you can look at any newspaper or television and see an eager press at work, supplemented by hordes of righteously indignant individuals (and their lawyers), all baying for waste or corruption to be exposed, secrets to be unveiled and nefarious schemes to be nipped in the bud. Disclosure is a watchword of the age, and politicians in the US at least have grudgingly responded by passing the Freedom of Information Act, a truth-in-lending law, open-meeting rules, then codes to enforce candour in housing, in dietary content of foodstuffs, in the expense accounts of lobbyists and so on. This morality pervades our culture, in which nearly every modern film or novel seems to preach the same message: suspicion of authority.

Nor is this phenomenon new to our generation. Schoolbooks teach American children that freedom is guarded by constitutional "checks and balances." But those same provisions were copied, early in the 19th century, by nearly every new nation of Latin America, and not one of them has remained consistently free.

In North America, constitutional balances worked only because they were supplemented by a powerful mythic tradition, expounded in story, song and now every Hollywood film: that any undue accumulation of power should be looked on with concern.

Above all, we are encouraged to distrust government.

In The Open Society and Its Enemies, philosopher Karl Popper pointed out the importance of this mythology during the dark days before and after the Second World War. Only by insisting on accountability can we constantly remind our public servants that they are servants. It is also how we try to maintain some confidence that businesses are not cheating us, or that factories are not poisoning the water. As inefficient and irascibly noisy as it seems at times, this habit of questioning authority ensures freedom far better than any of the older social systems that were based on reverence or trust.

And yet, another paradox rears up every time one interest group tries to hold another accountable in today's society: whenever a conflict appears between privacy and accountability, people demand the former for themselves and the latter for everybody else.

This rule seems to hold in almost every realm of modern life, from the NIMBY (not in my backyard) syndrome to demands that criminal records of sex offenders be made public, and in the battles over things like credit reporting and caller ID. The penchant is especially profound in recent debates over how to organise new institutions of the information age, from the Internet to new cable and broadcast media.

Above all, floods of books, articles and public pronouncements have appeared, proclaiming dire threats to our precious right of privacy.

In just the last year or so, there have erupted widespread calls to "empower" individuals and corporations with tools of encryption - the creation of ciphers and secret codes - so that the once open corridors of the Internet, and even our telephone lines, may soon fill with a blinding fog of static and concealed messages, habitual masks and routine anonymity.

Some of society's best and brightest minds have taken recently to extolling a coming "golden age of privacy", when no one need fear snooping by the big, bad government anymore.

It is a risky thing to stand against such a near-universal outpouring of moral umbrage. The Electronic Frontier Foundation's John Perry Barlow, Mike Godwin and John Gilmore, among others, have been especially indignant, demanding that people be armed with unlimited power to conceal their words, actions and identities. If not, claim the paladins of privacy, freedom itself will surely be forfeit.

In opposing this modern mania for personal secrecy, let me first emphasise that I happen to like privacy. Moreover, as a novelist I need it, probably as much or more than the next guy. All my instincts run toward reticence, to protecting my family from invasions of our private space.

Going back to the earlier example, I would find it hard to get used to living in either of the cities described in those early paragraphs. I don't care to be peered at by hovering cameras. But a few voices out there - Stewart Brand, Nick Arnett and Bruce Sterling, for instance - have begun pointing out the obvious: that those cameras on every street corner are coming, as surely as the new millennium.

Nothing will stop them.

Oh, we can try. We might agitate, demonstrate, legislate. But in rushing to pass so-called privacy laws, we will not succeed in preventing hidden eyes from peering into our lives. The devices will get tinier, more mobile and more clever.

In software form, they will cruise the data highways. The rich, the powerful, police agencies and a technologically skilled elite will always be able to find out whatever they want to know about you and me.

In the end, as author Robert Heinlein prophesied years ago, the chief effect that "privacy" laws have is to "make the bugs smaller." And, I might add, to prevent you and me from learning anything about the rich and powerful.

Given a choice between privacy and accountability, I must sadly conclude that there is no choice at all.

Privacy is a highly desirable product of liberty. If we remain free and sovereign, then we will have a little privacy - in our bedrooms and sanctuaries. We will be able to demand some.

But accountability is no side benefit. It is the one fundamental ingredient upon which liberty thrives. Without the accountability that derives from openness, enforceable upon even the mightiest individuals and institutions, freedom must surely die.

As this was true in the past, so it will be true a thousandfold in the information age to come, when cameras and databases will sprout like crocuses - or weeds - whether we like it or not.

One of the basic decisions we all face in times ahead will be this:

Can we stand living our lives exposed to scrutiny - our secrets laid out in the open - if in return we get flashlights of our own, that we can shine on the arrogant and strong?

Or is privacy's illusion so precious that it is worth any price, including surrendering our own right to pierce the schemes of the powerful?

There are no easy answers; asking questions is a good first step.

David Brin is a scientist and bestselling science-fiction novelist. This story is an excerpt from a non-fiction work-in-progress, The Transparent Society.